Form 8-K Advanced Voice Recogniti For: Sep 28
These issuances are granted based on exemptions from registration under the Securities Act of 1933, as amended (the “Securities Act”), and applicable state laws pursuant to Section 4(2) of the Securities Act and Rule 506 of Regulation D. These …
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Bankruptcy Myths
While the bankruptcy laws vary from state to state, every state has exemptions that protect certain kinds of assets, such as your house, your car (up to a certain value), money in qualified retirement plans, household goods and clothing. Some people …
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Bridging the Week: September 28 to October 2 and October 5, 2015 (MiFID II
However, if a firm's speculative trading is 10-50 percent of its overall trading, it may still be MiFID II exempt if its market share is less than 50 percent of each market share threshold (e.g., 1.5 percent for natural gas, oil and oil products, and 2 …
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IRA funds protected in bankruptcy
IRAs are typically exempt from the bankruptcy estate. A bankruptcy exemption means the IRA is not part of the property that's included in the bankruptcy estate and thus can't be used to pay creditors. Under the Bankruptcy Abuse Prevention and Consumer …
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